RCS – Regulatory Compliance Specialist

RCS – Regulatory Compliance Specialist

RCS – Regulatory Compliance Specialist

Our RCS Certification teaches you how to manage the regulatory compliance business, compliance scope, compliance testing and examinations, and much more. The program discusses the scope of compliance with regulator instructions according to the laws and regulations of various countries. It also discusses the compliance department’s relationship to other departments within an institution — like the legal department and the internal audit department — and how to handle large quantities of local and international regulations to determine compliance responsibility.

Learning Objectives

Through this content, you’ll gain valuable skills and insights, including:

  • Understand the role and significance of international regulatory bodies such as the Bank for International Settlements (BIS), Basel Committee on Banking Supervision (BCBS), and Wolfsberg Group.

  • Understand the five stages of the compliance monitoring and examination process.

  • Request for Information (RFI), and its purpose in gathering necessary compliance-related information.

  • Periodic Regulatory Reports and their significance in reporting compliance status.

  • Regulatory Inventory Matrix (RIM) and its role in assessing regulatory compliance requirements.

  • Regulatory Control Matrix (RCM) and its importance in mapping control activities.

  • Compliance Examination and its role in evaluating the effectiveness of compliance measures.

  • Compliance Risk Assessment

Hurry up and register for this course now


Number Speaks

10+

Awards

5+

Countries

12+

Partners

7K+

Students

What Our Students Have to Say

“I truly enjoyed this course. The content was clear, practical, and very engaging. I gained valuable skills that I can already apply in real life. Thank you for such a great learning experience.”
testimonial4 free img.jpg
Kelvin Black
From Dallas, USA
“This course exceeded my expectations. The instructors were supportive and knowledgeable, and the learning environment was motivating. I feel much more confident after completing it.”
testimonial1 free img
Zasha Swan
From Australia
“I learned a lot from this course and enjoyed every session. The explanations were simple yet effective, and the activities helped me understand the concepts deeply.”
testimonial3 free img
Frank Jones
From Japan
“An excellent course overall. It was well-structured, interactive, and informative. I highly recommend these courses to anyone looking to improve their skills and knowledge.”
testimonial2 free img
Jack Brownn
From London, UK